What We Offer
Our group consists of three primary business models:
The Traditional Commission Models.
Those in commission models are typically transitioning to a fee-based model or looking to transition their business to a successor. The fee based financial planning model combines fee for service plans through our independent RIA and advisory investment services through Cambridge Investment Research, Inc. Cambridge is an industry leader in the open architecture fee based advisory business and has been named broker dealer of the year nine times. Whether you are restructuring your business or looking for the exit ramp, our network of relationships can help you organize your steps of action to move you in the right direction.
Fee Based Financial Planning Model
Our structure is designed to support the fee based financial planning advisor. We have a state registered RIA, Axiom Advisors, LLC, through which we do Financial Planning only. Our investments are through Cambridge Investment Research Advisors, Inc. This dual registration gives you ultimate flexibility and regulatory coverage. Our primary planning engine is eMoney Advisor and our group subscription gives our advisors a significant discount to their individual subscription fee. We have a protocol for planning which includes peer review and compliance oversight to assure you are providing best in class advice.
401 (k) and Qualified Plan Specialists
The qualified plan marketplace is fraught with compliance minefields. To that end we have a track for those who specialize in this market. Networking with your peers to find the best solutions and values in this space enables everyone to do a better job. We have partner arrangements where fee-based advisors can outsource their 401 (k) opportunities to a specialist and retain the relationship control as well as a portion of the revenue.